的 Security Issue database disseminates a broad range of reference information about fund securities, increases transparency of information, and strengthens auditing and regulatory management to their distribution partners. 这些信息包括, 但不限于, 投资目标, 费用时间表, contingent-deferred sales charges, 委员会的数据, breakpoint schedules and linkage rules, as well as information typically not disclosed in regulatory documents, such as blue sky and social code eligibility.
数据库的 Profile Security Data Comparison Tool, a web interface, receives data points associated with mutual funds from the SEC’s EDGAR system. 的 tool compares the mutual fund data points filed in the EDGAR system to existing Profile information and notifies asset managers through daily e-mail notifications of any differences, 以确保准确性.